Business Continuity Plan
Commerce Brokerage Services, Inc. (CBSI), has developed a Business Continuity Plan in accordance with the U.S. Securities and Exchange Commission (SEC) FINRA Rule 4370 requiring members to establish Emergency Preparedness Plans and Procedures. Our Business Continuity Plan provides you with information on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions are unpredictable, we will have to be flexible in responding to actual events as they occur.
Order Routing Information
Commerce Brokerage Services, Inc. (CBSI), has prepared this information in accordance with U.S. Securities and Exchange Commission Exchange Act Rule 11Ac1-6 (17 CFR §240.11Ac1-6), which requires all brokerage firms to make publicly available quarterly reports of certain information on their order routing practices. The report provides information on the routing of "non-directed orders," defined as any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, CBSI has selected the execution venues on behalf of its customers.
FINRA has issued investor guidance to provide some basic facts to investors about the mechanics of margin accounts. View the FINRA Margin Disclosure Statement [PDF] or find additional information on margin at the Margin Information section of FINRA's website.
The information provided on this website is not meant as a recommendation or endorsement of any specific security or strategy. An individual’s situation can vary; therefore the information provided above should be relied upon only when coordinated with individual professional advice.
Mutual funds, annuities, and other investment products:
May lose value
No bank guarantee
Commerce Brokerage Services, Inc., Member FINRA/SIPC, is a wholly owned subsidiary of Commerce Bank. This site is not intended for use by, or to provide any information to, investors in any state where Commerce Brokerage Services, Inc. is not registered or in any jurisdiction outside the United States of America where such use would be prohibited or otherwise regulated. Nothing on this web site shall be considered a solicitation to buy or an offer to sell a security to any person in any jurisdiction where such offer, solicitation, purchase or sale would be unlawful under the securities laws of such jurisdiction.